Name of the Registered Investment Adviser: FinIntent Investment Adviser

SEBI Registration

We are registered with Securities and Exchange Board of India (SEBI) as an Investment Adviser and guided by its regulatory compliance mandates.

  • Type of Registration with SEBI: Non-Individual
  • SEBI Registration No. INA000010919
  • Validity: Perpetual

IAASB - BSE Enlistment

We are also enlisted with BSE which is the Investment Adviser Administration and Supervision Body (IAASB) authorised by SEBI, and accordingly guided by its regulatory compliance mandates.

  • BSE Enlistment / Membership ID: 1407
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Registered Address

P 1701, 17th floor, Marina Enclave, Jan Kalyan Nagar, Malad west, MUMBAI, MAHARASHTRA, 400095

SEBI Contact

Website: www.sebi.gov.in

Corresponding SEBI regional / local office address: SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051

Principal Officer

Compliance Officer

Disclosures of Investor Complaints

In order to further enhance transparency in grievance redressal, we disclose the details of investor complaints, as mentioned below, on a monthly basis.

Ref. In pursuance of the SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 dt. 06-10-2025

Monthly update of investor complaints: Click here

Link/option to lodge complaint with Investor Adviser directly on website.
Reach out to us at: www.finintent.com
Contact us at: +91 9833726512, +91 9004030911, +91 9833152414
Email us at: contact@finintent.com

Link to SCORES website. scores.gov.in

Link to download mobile app (SEBI SCORES).
Google app store, Apple app store

Grievance Redressal Mechanism

Access the Grievance redressal and dispute settlement mechanism document Click here

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Published Investor Charter:

For ease of reference, we have published the Investor Charter - containing details of services provided to investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof, etc.

Ref. In pursuance of the SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 Date: 2nd June 2025

Link to our published Investor Charter: Click here

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Annual Compliance Audit Status

We disclose here, the status of compliance with ‘Annual compliance audit’ requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last and current financial year as under:

— Ref. Regulation 19(3) of the SEBI (Investment Advisers) Regulation, 2013
— Ref. SEBI circular no. SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020
— Ref. SEBI Master Circular No. SEBI/HO/MIRSD-PoD-2/P/CIR/2023/89 dated June 15, 2023
— Ref. BASL Circular No. 20230504-1 dated May 4, 2023
— Ref. BASL Circular No. 20240603-2 dated June 3, 2024

Link to our ‘Annual compliance audit’ status: Click here

Market risks disclaimer

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Assurance disclaimer

Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.