We are registered with Securities and Exchange Board of India (SEBI) as an Investment Adviser and guided by its regulatory compliance mandates.
We are also registered with BSE Administration and Supervision Limited (BASL) and guided by its regulatory compliance mandates.
Office No.101, Keval Towers, 1st Floor,B.J.Patel Road, Liberty garden, Malad west, Mumbai - 400064
Corresponding SEBI regional / local office address: SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051
In order to further enhance transparency in grievance redressal, we disclose the details of investor complaints, as mentioned below, on a monthly basis.
Ref. In pursuance of the SEBI Circular No. SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686
Date: 1st December 2024
Monthly update of investor complaints: Click here
Link/option to lodge complaint with Investor Adviser directly on website.
Reach out to us at: www.finintent.com
Contact us at: +91 9833726512, +91 9004030911, +91 9833152414
Email us at: contact@finintent.com
Link to SCORES website. scores.gov.in
Link to download mobile app (SEBI SCORES).
Google app store, Apple app store
For ease of reference, we have published a brief document, containing details of service provided to investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof, etc.
Ref. In pursuance of the SEBI Circular No. SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 Date: 1st Sep 2022
Link to our published Investor Charter: Click here
We disclose here, the status of compliance with ‘Annual compliance audit’ requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last and current financial year as under:
— Ref. Regulation 19(3) of the SEBI (Investment Advisers) Regulation, 2013
— Ref. SEBI circular no. SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020
— Ref. SEBI Master Circular No. SEBI/HO/MIRSD-PoD-2/P/CIR/2023/89 dated June 15, 2023
— Ref. BASL Circular No. 20230504-1 dated May 4, 2023
— Ref. BASL Circular No. 20240603-2 dated June 3, 2024
Link to our ‘Annual compliance audit’ status: Click here
Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.